Financial Services Compliance Episodes
How financial services and fintech organizations navigate privacy, TCPA, and broader regulatory risk.
May 13, 2026
Using Operational Change in Compliance with Kam Dodge (Ep. 10)
In this episode of Compliance Chronicles , our 10th, Kam Dodge , an in‑house leader with roots in Northwestern SESP ’s Learning and Organizational Change program, explains why privacy and compliance are non‑negotiable in heav...
April 29, 2026
Thriving in Compliance Gray Areas with Deb Sokol (Ep. 9)
In episode nine of Compliance Chronicles, we learn from Deb Sokol the importance of embracing the gray and look at the evolving nature of compliance. Deb shares her compliance journey and lessons she's learned along the way. ...
Jan. 21, 2026
Following Unique Paths to Successful Privacy Compliance with Mike Smith (Ep. 2)
How do you turn a “strange path” through the Navy, fraud risk, and call centers into a successful career as a bank privacy officer and compliance leader? In this episode of Compliance Chronicles, Liisa Thomas sits down with M...